By William Kelly On August 25th, the Treasury Department’s Financial Crimes Enforcement Network (“FinCEN”) proposed a new rule applicable to investment advisers. At its core, the proposal seeks to extend anti-money laundering (“AML”) obligations imposed under the Bank Secrecy Act (“BSA”) to registered investment advisers. This proposal comes as little surprise, as the Treasury Department has long contemplated the extension of AML regulations to investments …
Navigation - About Us
- Practice Areas
- Attorneys
- Clients
- White Papers
- The Fund Formation Process
- Forming a Hedge Fund: An Overview
- Lifting the Ban on General Solicitation by Hedge Funds Under the Jobs Act
- Overview of Investment Funds in the British Virgin Islands
- White Paper: FACTA Frequently Asked Questions – The Basics
- Commodity Pool Operator Registration for Hedge Fund Managers: Frequently Asked Questions
- Launching A Hedge Fund? Is Investment Adviser Registration Required?
- Adoption of NASAA’s Model “Private Fund Manager”
Exemption to State Investment Adviser Registration - FACTA Frequently Asked Questions – The Basics
- Going Private Transactions
- Blog
- Contact Us
- Search
Tag Archive
Below you'll find a list of all posts that have been tagged as “anti-money laundering”