By Lauren Mack On August 6, 2015, the SEC’s Division of Corporation Finance (“DCF”) updated its Compliance and Disclosure Interpretations (“CDI”) with eleven new CDI on general solicitation and advertising in Regulation D offerings. That same day, the DCF also issued a no-action letter finding that an online venture capital firm’s procedures for creating online pre-existing substantial relationships did not constitute general solicitation and advertising …
Navigation - About Us
- Practice Areas
- Attorneys
- Clients
- White Papers
- The Fund Formation Process
- Forming a Hedge Fund: An Overview
- Lifting the Ban on General Solicitation by Hedge Funds Under the Jobs Act
- Overview of Investment Funds in the British Virgin Islands
- White Paper: FACTA Frequently Asked Questions – The Basics
- Commodity Pool Operator Registration for Hedge Fund Managers: Frequently Asked Questions
- Launching A Hedge Fund? Is Investment Adviser Registration Required?
- Adoption of NASAA’s Model “Private Fund Manager”
Exemption to State Investment Adviser Registration - FACTA Frequently Asked Questions – The Basics
- Going Private Transactions
- Blog
- Contact Us
- Search
Tag Archive
Below you'll find a list of all posts that have been tagged as “no-action letter”